Business Ethics Module
Authors
- Valentin Romantsov, Kherson National Technical University, Ukraine
- Nadiia Holovina, Kherson National Technical University, Ukraine
- Volodymyr Sherstiuk, Kherson National Technical University, Ukraine
Main topics
- Basic concepts of honesty in research and business collaboration
- Authorship, contributorship, and credit
- Collaborative research and reporting
- Falsification, fabrication, and plagiarism
- Conflict of interest. Bias
- Competing Interest
Training objectives
After completing this module participants will be able:
- to recognize ethical issues in research and business collaboration
- to identify authorship properly
- to properly acknowledge contributors in business collaboration
- to avoid fabrication, falsification, and plagiarism in collaborative research
- to manage properly conflict of interest in business collaboration and research
Target group
Master students, doctoral students
Tools and methods
Work in pairs, work in small groups, individual work, discussion, gamification cases.
Duration
2 hours
Equipment
Students need a compuer with access to the Internet.
Prerequisites
There are no prerequisites.
Financed through the Erasmus+ Strategic Partnership project Bridging Integrity in Higher Education, Business and Society (BRIDGE, 2020-1-SE01-KA203-077973) .
Session 1: Acknowledgement
Only those who have contributed significantly to the research and writing of the research paper must be listed as authors. In practice, collaborative efforts can often lead to co-authorship disputes, including issues related to ghost and gift (guest) authorship
Ghost and gift authorship
Ghost authorship refers to the “practice of using a non-named (merited, but not listed) author to write or prepare a text for publication”.
Gift or guest authorship (sometimes referred to as “honorary authorship”) is “the practice of naming an individual who made little or no contribution to a publication as an author”.
- Tauginienė, L., Gaižauskaitė, I., Glendinning, I., Kravjar, J., Ojsteršek, M., Ribeiro, L., Odiņeca, T., Marino, F., Cosentino, M., Sivasubramaniam, S. & Foltýnek, T. (2018). Glossary for Academic Integrity, p. 23. ENAI Report 3G [online]
Criteria of authorship
- Substantial contributions to the conception or design of the work; or the acquisition, analysis, or interpretation of data for the work; AND
- Drafting the work or revising it critically for important intellectual content; AND
- Final approval of the version to be published; AND
- Agreement to be accountable for all aspects of the work in ensuring that questions related to the accuracy or integrity of any part of the work are appropriately investigated and resolved.
- ICMJE [International Committee of Medical Journal Editors] (2022). Recommendations for the conduct, reporting, editing, and publication of scholarly work in medical journals, p. 2. http://www.icmje.org/recommendations/
Collaborative research
Collaborative research often involves a range of different types of collaborators (e.g., mentors, interns, educators, co-supervisors, research administrators, and/or co-researchers).
From the perspective of research integrity, including a contributor statement is important for reasons of transparency, accountability, and proper crediting.
Materials
- Literature:
- Guideline #1
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- Credit should always be given where credit is due. The leading researcher should take the responsibility to ensure that the distribution of credit is appropriate.
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- Guideline #2
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- Individuals whose contributions were not significant enough for them to be listed as authors should be properly acknowledged, usually in an acknowledgements section. Authors should obtain consent to be acknowledged from individuals who contributed to the research.
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- Guideline #3
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- The various roles of those involved in research and student training within RBC should be defined in advance. The roles of all the collaborators should be carefully weighted and the expectations discussed among them.
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- Guideline #4
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- A contributor statement describing in detail who did what for all publications and research outcomes resulting from RBC should be included in the manuscript.
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- Guideline #5
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- Intellectual property rights should be clearly defined in advance in collaborative research agreements.
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- Vignette:
Quiz for session 1
Session 2: Research Conduct and Reporting
The participant’s application should include a detailed description of the specific roles and respective contributions of authors or non-authors, such as whether they served as scientific advisors, assisted in data collection, assisted in research management, provided intellectual input to the project proposal, etc.
Materials
- Literature:
- Guideline #1
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- Collaborating institutions should discuss and define research misconduct early in the collaboration to align the views of involved collaborators.
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- Guideline #2
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- Data management plans and procedures for data validation and verification should be used in collaborative research to prevent misconduct. The leading researcher should develop a data management plan, discuss it with co-researchers, and ensure that they follow the procedures.
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- Guideline #3
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- Collaborating institutions should ensure the academic and research integrity training of all actors involved in co-creation activities in order to establish a common understanding of responsible research practices to prevent misconduct.
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- Guideline #4
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- To avoid data fabrication/falsification, collaborating institutions could conduct data audits of randomly selected RBC projects.
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- Guideline #5
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- Writing in RBC should follow the same requirements for referencing as in academic writing.
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Falsification
Falsification is understood as the manipulation of research data.
Falsification in practice can take many forms, such as “manipulation of images, removal of outliers, alteration of data, addition or deletion of data points among other unethical practices,” adjustment of measurement results, change of mean values, incorrect rounding of p-values, etc.* (Schuyt, 2019b).
- Schuyt, K. (2019b). Chapter 6. Frequently asked questions about scientific integrity. In Scientific Integrity: the rules of academic research. Leiden University Press (LUP). https://hdl.handle.net/1887/79152
To prevent falsification, students should be aware of falsification and of the harm it causes and should assume responsibility to act in good faith.
Researchers and supervisors should act as good role models for internship students or co-researchers.
HEIs are responsible for drafting effective academic and research integrity policies and for working in partnership with students, their supervisors, and their internship institutions. Research institutions have the duty to empower students and “researchers to act according to the standards of good”.
- Bouter, L. (2020). What Research Institutions Can Do to Foster Research Integrity. Science and Engineering Ethics, 26, 2363–2369. https://doi.org/10.1007/s11948-020-00178-5
GAME ACTIVITY: You have now an opportunity to test a game on falsification.
Fabrication
Fabrication means making up data, experiments, or other significant information in proposing, conducting, or reporting research.
The associated reasons for engaging in the process of fabrication include low funds and remuneration to the fieldworkers, lack of institutional moral support, or … social and political conditions within the research area limiting the fieldworkers from obtaining data. Fabrication, if not detected, can be repeated and multiplied.
- Tauginienė, L., Gaižauskaitė, I., Glendinning, I., Kravjar, J., Ojsteršek, M., Ribeiro, L., Odiņeca, T., Marino, F., Cosentino, M., Sivasubramaniam, S. & Foltýnek, T. (2018). Glossary for Academic Integrity. p. 21 ENAI Report 3G [online].
To avoid fabrication, all stakeholders should implement institutional policies that foster ethical collaboration.
These should cover financial and other support to the staff performing activities related to RBC in addition to their daily work.
For example, incentives might be embedded in the performance management system.
All stakeholders, prior to collaboration, should consider requesting a written agreement from all participants, stating their commitment to provide truthful, impartial, and reliable data.
This agreement should also include fabrication as a potential violation.
GAME ACTIVITY: You have now an opportunity to test a game on fabrication.
Plagiarism
Plagiarism occurs when someone presents work or idea(s) taken from another source and fails to acknowledge it properly.*
Plagiarism occurs when someone:
- Uses words, ideas, or work products
- Attributable to another identifiable person or source
- Without attributing the work to the source from which it was obtained
- In a situation in which there is a legitimate expectation of original authorship
- In order to obtain some benefit, credit, or gain which need not be monetary**.
- * Tauginienė, L., Gaižauskaitė, I., Glendinning, I., Kravjar, J., Ojsteršek, M., Ribeiro, L., Odiņeca, T., Marino, F., Cosentino, M., Sivasubramaniam, S. & Foltýnek, T. (2018). Glossary for Academic Integrity. p. 21 ENAI Report 3G [online].
- ** Fishman, T. (2009). “We know it when we see it” is not good enough: Toward a standard definition of plagiarism that transcends theft, fraud, and copyright. In B. Martin (Ed.), Educational Integrity: Creating an Inclusive Approach. Proceedings of the 4th Asia Pacific Conference on Educational Integrity (4APCEI), 28–30 September 2009, University of Wollongong (online).
To avoid plagiarism, all actors involved in co-creation activities (e.g., students, supervisors, and researchers from research institutions and mentors, researchers, and staff from the business side) should be aware of the risk of plagiarism, and know how to recognise, avoid, and prevent it.
Writing in higher education/business collaboration should meet the same requirements as in other forms of academic writing regarding referencing.
Therefore, those involved should be sure to properly cite and list the sources of all used material, such as texts, figures, illustrations, charts, and tables.
Both university and industry researchers should have equivalent knowledge and skills of ethical research conduct, including awareness of plagiarism, ethical writing, and publishing.
Co-research team leaders should assess whether there are any risks of plagiarism, discuss them with the team, and ensure appropriate training if needed.
Academic staff, student mentors, and co-supervisors in business should also be trained in guiding students and monitoring their progress in collaborative activities.
GAME ACTIVITY: You have now an opportunity to test a game on plagiarism.
GAME ACTIVITY: You have now an opportunity to test a game on fabrication, falsification, and plagiarism.
Session 3: Conflict of Interest
Conflict of interest
Conflict of interest (used interchangeably as competing interest) represents “the potential for judgment or objectivity to be compromised by financial or personal commitments or other considerations.“
- Tauginienė, L., Gaižauskaitė, I., Glendinning, I., Kravjar, J., Ojsteršek, M., Ribeiro, L., Odiņeca, T., Marino, F., Cosentino, M., Sivasubramaniam, S. & Foltýnek, T. (2018). Glossary for Academic Integrity. p. 21 ENAI Report 3G [online].
Materials
- Literature:
- Guideline #1
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- Expectations of collaborators and all potential competing interests should be clearly recognised and discussed before the research process starts. The leading researcher should initiate the consultations.
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- Guideline #2
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- Students and researchers should transparently declare all potential or actual financial, intellectual, and professional interests related to their collaboration with business entities and funders that might have a bearing on the research process, doing so in a disclosure statement or declaration of interest form to alert the research community.
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- Guideline #3
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- It is advisable that, where intellectual property rights are applicable, the researchers should thoroughly consider if they should enter into agreements that limit their access to research data and interfere with their decision to publish research results.
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- Guideline #4
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- To prevent bias and to increase the transparency and credibility of research, it is advisable to openly provide research data, materials, methods, and other information related to research data collection, analysis, and reporting. The collaborators should discuss their expectations before entering into collaborative research agreements.
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Examples of competing interests
Financial relationships are the most prevalent source of competing interests*. As entrenched in editorial policies, it includes any of the following (Springer, n.d.): funding (e.g. research grants and research support “including salaries, equipment, supplies, reimbursement for attending symposia, and other expenses”), employment, and financial interests (e.g. “stocks and shares in companies”, “consultation fees”, “patents or patent applications”).
Non-financial competing interests (“private interests”) reflect the researcher’s “personal, political, academic, ideological, or religious” ties.
- * ICMJE [International Committee of Medical Journal Editors] (2022). Recommendations for the conduct, reporting, editing, and publication of scholarly work in medical journals, p. 2. http://www.icmje.org/recommendations/
- ** The PLoS Medicine Editors (2008). Making Sense of Non-Financial Competing Interests. PloS Medicine, 5(9), e199, 1299–1301. https://doi.org/10.1371/journal.pmed.0050199
Financial relationships are the most prevalent source of competing interests*. As entrenched in editorial policies, it includes any of the following (Springer, n.d.): funding (e.g. research grants and research support “including salaries, equipment, supplies, reimbursement for attending symposia, and other expenses”), employment, and financial interests (e.g. “stocks and shares in companies”, “consultation fees”, “patents or patent applications”).
Non-financial competing interests (“private interests”) reflect the researcher’s “personal, political, academic, ideological, or religious” ties.
- * ICMJE [International Committee of Medical Journal Editors] (2022). Recommendations for the conduct, reporting, editing, and publication of scholarly work in medical journals, p. 2. http://www.icmje.org/recommendations/
- ** The PLoS Medicine Editors (2008). Making Sense of Non-Financial Competing Interests. PloS Medicine, 5(9), e199, 1299–1301. https://doi.org/10.1371/journal.pmed.0050199
The handling of conflicts of interest includes, but is not limited to, the disclosure of any conflicts and withdrawal from writing or reviewing. It is the common practice of journals to require the declaration of competing interests during the submission or review process.
It is advisable to disclose all relationships and activities that represent actual conflict of interest or may be perceived as such, as this “demonstrates a commitment to transparency and helps to maintain trust in the scientific process”.
Since the relationship between the source of funding and its final beneficiaries is complex, clearly distinguishing the contribution of research toward an innovation is essential, for example, to protect researchers’ intellectual property rights.
It is also advisable that co-supervisors should inform students if there are any limitations or restrictions related to collaborative outputs or other confidential information that the student may access during his/her internship/thesis research and discuss how to treat them.
GAME ACTIVITY: You have now an opportunity to test a game on conflict of interest.
VIGNETTE ACTIVITY: Try to work in a small group and test a vignette on conflict of interest.
GAME ACTIVITY: Now consolidate your knowledge and try business ethics crossword game.
MEMORY GAME ACTIVITY: Finally, you can play the business ethics memory game.
GAME ACTIVITY: Finally, let us play the Building and Empire game in two small groups. The board is available here and the scenarios here.